Securities and Investment Banking

Bold indicates Berkshire Capital client

Date Announced Seller Buyer Type AUM ($mm)
November 1998
Hopper Soliday & Co., Inc, (First Maryland Bancorp)
Freedom Securities
SEC
N/A
October 1998
Interstate/Johnson Lane, Inc.
Wachovia Corporation
SEC
N/A
September 1998
Van Kasper & Company
First Security Corporation
SEC
N/A
August 1998
Hilliard-Lyons, Inc.
PNC Bank Corp.
SEC
N/A
January 1998
Genesis Merchant Group Securities LLC
JW Charles Financial Services, Inc.
SEC
N/A