Securities and Investment Banking

Bold indicates Berkshire Capital client

Date Announced Seller Buyer Type AUM ($mm)
November 2000
Midwest Research-Maxus Group Limited
First Tennessee Securities Corporation
SEC
N/A
November 2000
The Wallach Company, Inc.
McDonald Investments Inc. (KeyCorp)
SEC
N/A
September 2000
Black & Company, Inc.
First Security Corporation
SEC
N/A
September 2000
Branch, Cabell & Co., Inc.
Tucker Anthony Sutro
SEC
N/A