|
November 2011
|
PCG Asset Management’s Advisory and Fund Management Business
|
Mitsubishi Corporation (TorreyCove Capital Partners LLC)
|
O
|
|
|
October 2011
|
Harbourmaster Capital
|
GSO Capital Partners LP (The Blackstone Group L.P.)
|
O
|
|
|
July 2011
|
Gulf Stream Asset Management, LLC
|
Apollo Global Management, LLC
|
O
|
|
|
March 2011
|
Subordinated debt financing for Enhanced Capital Partners, Inc.
|
Vulcan Capital
|
O
|
|
|
October 2010
|
7% interest in WisdomTree Investments, Inc. (AIG)
|
Flexpoint Ford, LLC
|
O
|
|
|
September 2010
|
CypressTree Investment Management, LLC (Primus Guaranty, Ltd.)
|
Commercial Industrial Finance Corp.
|
O
|
|
|
September 2010
|
First Investors Consolidated Corporation
|
Foresters
|
O
|
|
|
July 2010
|
Cohen & Company Inc. (Alesco collateral management rights)
|
Fortress Investment Group LLC (ATP Management LLC)
|
O
|
|
|
April 2010
|
Stanfield Capital Partners LLC
|
Carlyle Investment Management L.L.C (The Carlyle Group)
|
O
|
|
|
January 2010
|
Collateral Management Agreements for CDO/CLO funds managed by Callidus Capital Management LLC (Allied Capital Corporation)
|
GSO / Blackstone Debt Funds Management LLC (The Blackstone Group L.P.)
|
O
|
|
|
December 2006
|
MBIA Inc. ( MBIA MuniServices Company)
|
Management
|
MBO
|
|
|
April 2006
|
Invesmart, Inc.
|
Stancorp Financial Group, Inc.
|
O
|
|
|
December 2004
|
ABN AMRO Trust Services Company (ABN AMRO Holding NV)
|
The Principal Financial Group
|
O
|
|
|
May 2002
|
The Estate of Harry V. Keefe, Jr.
|
Keefe Managers
|
O
|
|
|
July 1999
|
MuniFinancial (subsidiary of MBIA, Inc.)
|
Wildan Associates
|
O
|
|