Other

Bold indicates Berkshire Capital client

Date Announced Seller Buyer Type AUM ($mm)
May 2002
The Estate of Harry V. Keefe, Jr.
Keefe Managers
O
100
March 2001
WorldlyInvestor.com
Advisor Software, Inc.
O
N/A
September 1999
Bingham Dana, LLP
Legg Mason, Inc.
TB / O
1,300
July 1999
MuniFinancial (subsidiary of MBIA, Inc.)
Wildan Associates
O
N/A
April 1997
Fund Research Ltd.
Standard & Poor's
O
N/A