| Date Announced |
Seller |
Buyer |
Type |
AUM ($mm) |
|
July 2009
|
AIP Mutual Funds
|
Hatteras Funds
|
MF
|
|
|
June 2009
|
Conning & Company (Swiss Reinsurance Company Ltd.)
|
Aquiline Capital Partners LLC
|
IA / MF
|
|
|
June 2009
|
Lee Munder Capital Group
|
Convergent Capital Management (City National Corporation)
|
IA / WM
|
|
|
February 2009
|
North Track Funds (The Ziegler Companies, Inc.)
|
HighMark Funds (HighMark Capital Management, Inc.)
|
MF
|
|
|
January 2009
|
11 RMK Select Funds (Regions Financial Corporation)
|
Pioneer Investment Management, Inc.
|
MF
|
|
|
September 2008
|
Clover Capital Management, Inc.
|
Federated Investors, Inc.
|
IA / MF
|
|
|
July 2008
|
Harding Loevner LLC
|
Affiliated Managers Group, Inc.
|
IA / MF
|
|
|
June 2008
|
Proxima Alfa Investment (USA) LLC - The Nayan Team
|
Nomura Asset Management U.S.A. Inc.
|
IA / HF
|
|
|
May 2008
|
Financial Management Advisors, LLC (FMA)
|
First Western Investment Management, Inc.
|
IA
|
|
|
April 2008
|
David J. Greene & Company, LLC
|
Lehman Brothers
|
IA / WM
|
|
|
October 2007
|
Johnson Asset Management Inc. (Johnson Financial Group Inc.)
|
Optique Capital Management, Inc.
|
IA
|
|
|
April 2007
|
Rochdale Atlas Portfolio ( Rochdale Investment Management LLC)
|
Federated Investors, Inc.
|
MF
|
|
|
April 2007
|
Columbia Management Advisors, LLC (Bank of America Corporation)
|
MFS Investment Management
|
MF
|
|
|
September 2006
|
Banc of America Investment Advisors, Inc. (Bank of America Corporation)
|
ALPS Advisers, Inc.
|
MF
|
|
|
June 2006
|
Kaspick & Company
|
TIAA-CREF
|
IA
|
|
|
April 2006
|
ABN Amro (U.S. mutual fund business)
|
Highbury Financial Inc.
|
MF
|
|
|
March 2006
|
Harris, NA
|
The Phoenix Companies, Inc.
|
MF
|
|
|
March 2006
|
Manulife Financial Corporation (Independence Investment LLC)
|
City National Corporation (Convergent Capital Management LLC)
|
IA
|
|
|
August 2003
|
Synergy Asset Management Inc.
|
CI Fund Management Inc.
|
MF
|
|
|
June 2003
|
M.S.B. Fund (Advised by Shay Assets Management)
|
John Hancock Funds
|
MF
|
|