| Date Announced |
Seller |
Buyer |
Type |
AUM ($mm) |
|
April 2013
|
17 Equity and Bond Mutual Funds (HighMark Capital Management, Inc.)
|
Nationwide Funds (Nationwide Mutual Insurance Company)
|
MF
|
|
|
April 2013
|
Five Money Market Mutual Funds (HighMark Capital Management, Inc.)
|
Reich & Tang Asset Management, LLC
|
MF
|
|
|
December 2012
|
STW Fixed Income Management LLC
|
Schroder U.S. Holdings Inc. (Schroders plc)
|
IA / MF
|
|
|
September 2012
|
Cornerstone Capital Management, Inc.
|
New York Life Investments
|
IA
|
|
|
August 2012
|
Moody Aldrich Partners LLC
|
Anchor Capital Advisors LLC
|
IA
|
|
|
June 2012
|
FBR Funds (FBR Fund Advisers, Inc.)
|
Hennessy Advisors, Inc.
|
MF
|
|
|
October 2011
|
Selected assets of Old Mutual Asset Management’s U.S. mutual fund business
|
Touchstone Advisors, Inc. (Western & Southern Financial Group)
|
MF
|
|
|
July 2011
|
Non-controlling interest in Altrinsic Global Advisors, LLC
|
National Australia Bank Ltd
|
IA
|
|
|
February 2011
|
Emerging Markets Management, L.L.C.
|
Ashmore Group plc
|
IA
|
|
|
September 2010
|
Reams Asset Management Company
|
Scout Investment Advisors, subsidiary of UMB Financial Corporation
|
IA
|
|
|
December 2009
|
Highbury Financial Inc. (Aston Asset Management LLC)
|
Affiliated Managers Group, Inc.
|
MF
|
|
|
July 2009
|
AIP Mutual Funds
|
Hatteras Funds
|
MF
|
|
|
June 2009
|
Conning & Company (Swiss Reinsurance Company Ltd.)
|
Aquiline Capital Partners LLC
|
IA / MF
|
|
|
June 2009
|
Lee Munder Capital Group
|
Convergent Capital Management (City National Corporation)
|
IA / WM
|
|
|
February 2009
|
North Track Funds (The Ziegler Companies, Inc.)
|
HighMark Funds (HighMark Capital Management, Inc.)
|
MF
|
|
|
January 2009
|
11 RMK Select Funds (Regions Financial Corporation)
|
Pioneer Investment Management, Inc.
|
MF
|
|
|
September 2008
|
Clover Capital Management, Inc.
|
Federated Investors, Inc.
|
IA / MF
|
|
|
August 2008
|
Merganser Capital Management LP
|
Annaly Capital Management, Inc.
|
IA
|
|
|
July 2008
|
Harding Loevner LLC
|
Affiliated Managers Group, Inc.
|
IA / MF
|
|
|
June 2008
|
Proxima Alfa Investment (USA) LLC - The Nayan Team
|
Nomura Asset Management U.S.A. Inc.
|
IA / HF
|
|