All Transactions

Bold indicates Berkshire Capital client

Date Announced Seller Buyer Type AUM ($mm)
December 2001
Starbuck, Tisdale & Associates
First Republic Bank
IA / WM
1,000
October 2001
Balentine & Company
Wilmington Trust Corporation
IA / WM
3,600
October 2001
QED Investments LLC
New York Life Investment Management LLC
IA
650
October 2001
Van Kampen Investments (Fixed income-separate accounts)
Van Kampen Management
IA
5,756
September 2001
Frye-Louis Capital Management, Inc.
Credit Suisse Private Banking
WM
1,500
September 2001
Taylor Young Investment Management Ltd.
Alpha Trust Investment Services SA
WM
495
August 2001
Atlanta Capital Management Company, LLC
Eaton Vance Corporation
IA
6,455
August 2001
The Southeastern Trust Company
BB&T Corporation
TB
700
July 2001
Fox Asset Management
Eaton Vance Corporation
IA
2,000
June 2001
Tyee Asset Strategies, Inc.
Laird Norton Financial Group
WM
1,500
May 2001
Guardian Group of Funds Ltd. (Subsidiary of Guardian Capital Group Ltd.)
Bank of Montreal
MF
1,279
March 2001
WorldlyInvestor.com
Advisor Software, Inc.
O
N/A
February 2001
Valenzuela Capital Partners
Asset Management Investment Company Inc.
IA
1,145
January 2001
The Praedium Group
Cadim Inc. (Subsidiary of Caisse de dépôt et placement du Québec)
RE
580