All Transactions

Bold indicates Berkshire Capital client

Date Announced Seller Buyer Type AUM ($mm)
December 2000
Barrett Associates Inc.
Legg Mason, Inc.
WM
2,000
December 2000
Northwestern Trust & Investors Advisory
Wells Fargo & Company
TB
3,200
December 2000
Resource Companies Inc.
U.S. Trust Corporation (subsidiary of Charles Schwab Corporation)
TB
2,000
November 2000
Midwest Research-Maxus Group Limited
First Tennessee Securities Corporation
SEC
N/A
November 2000
The Wallach Company, Inc.
McDonald Investments Inc. (KeyCorp)
SEC
N/A
October 2000
Reed, Conner & Birdwell
City National Corporation
WM
1,100
September 2000
Black & Company, Inc.
First Security Corporation
SEC
N/A
September 2000
Branch, Cabell & Co., Inc.
Tucker Anthony Sutro
SEC
N/A
September 2000
Goepel McDermid, Inc.
Raymond James Financial, Inc.
SEC
N/A
September 2000
JWGenesis Financial Corp.
First Union Corporation
SEC
N/A
July 2000
SG Cowen Securities Corp. Private Client Group
Lehman Brothers Holdings
SEC
N/A
May 2000
Bee & Associates Incorporated
Denver Investment Advisors LLC
IA
450
May 2000
First Albany Companies Inc. Private Client Group
First Union Corporation
SEC
N/A
April 2000
Phoenix Investment Management Company
Washington Trust Company
WM
1,100
March 2000
Cypress Tree Investments Inc.
American General Corp.
MF
1,100