All Transactions

Bold indicates Berkshire Capital client

Date Announced Seller Buyer Type AUM ($mm)
December 1997
Principal Financial Securities, Inc.
EVEREN Capital Corporation
SEC
N/A
December 1997
The Ohio Company
Fifth Third Bancorp.
SEC
N/A
November 1997
Olsen Mobeck & Associates
People's Bank
IA / WM
850
October 1997
Cramer, Rosenthal, McGlynn, Inc.
Wilmington Trust Corporation
IA / WM
3,600
September 1997
Daniel Breen & Company, LLP
New England Investment Companies, LP
IA
2,400
September 1997
Equitable Securities Corporation
SunTrust Banks, Inc.
SEC
N/A
September 1997
Heartland Capital Management, Inc.
Fifth Third Bancorp.
IA
920
August 1997
Florence Fearrington Inc.
U.S. Trust Corporation
WM
330
August 1997
Westfield Capital Management
Boston Private Bancorp, Inc.
WM
1,296
July 1997
Boston Financial Group Limited Partnership
Banc One Capital Corporation
RE
5,500
July 1997
Harbor Capital Management Company, Inc.
Generale Bank
IA
5,000
June 1997
ASB Capital Management (subsidiary of NationsBank)
Chevy Chase Bank
IA / WM
4,000
May 1997
Snyder Capital Management, Inc.
New England Investment Companies, L.P.
IA / WM
1,000
April 1997
Fund Research Ltd.
Standard & Poor's
O
N/A
March 1997
The William Penn Company
Federated Investors
MF
600