| Date Announced |
Seller |
Buyer |
Type |
AUM ($mm) |
|
January 2010
|
Collateral Management Agreements for CDO/CLO funds managed by Callidus Capital Management LLC (Allied Capital Corporation)
|
GSO / Blackstone Debt Funds Management LLC (The Blackstone Group L.P.)
|
O
|
|
|
September 2009
|
Kennedy-Wilson, Inc.
|
Prospect Acquisition Corp.
|
RE
|
|
|
July 2009
|
AIP Mutual Funds
|
Hatteras Funds
|
MF
|
|
|
June 2009
|
Conning & Company (Swiss Reinsurance Company Ltd.)
|
Aquiline Capital Partners LLC
|
IA / MF
|
|
|
June 2009
|
Lee Munder Capital Group
|
Convergent Capital Management (City National Corporation)
|
IA / WM
|
|
|
February 2009
|
North Track Funds (The Ziegler Companies, Inc.)
|
HighMark Funds (HighMark Capital Management, Inc.)
|
MF
|
|
|
January 2009
|
11 RMK Select Funds (Regions Financial Corporation)
|
Pioneer Investment Management, Inc.
|
MF
|
|
|
January 2009
|
Pacific Growth Equities, LLC
|
Wedbush Morgan Securities Inc.
|
SEC
|
|
|
September 2008
|
Clover Capital Management, Inc.
|
Federated Investors, Inc.
|
IA / MF
|
|
|
September 2008
|
Capital Financial Group, Inc. / H. Beck, Inc.
|
Securian Financial Group, Inc.
|
SEC
|
|
|
August 2008
|
Brecek & Young Advisors, Inc. (Securitiy Benefit Corporation)
|
Securities America Financial Corporation (Amerprise Financial, Inc.)
|
SEC
|
|
|
July 2008
|
Harding Loevner LLC
|
Affiliated Managers Group, Inc.
|
IA / MF
|
|
|
June 2008
|
Proxima Alfa Investment (USA) LLC - The Nayan Team
|
Nomura Asset Management U.S.A. Inc.
|
IA / HF
|
|
|
June 2008
|
Lau Associates LLC and Lau Professional Services LLC (JNJ Holdings LLC)
|
Bryn Mawr Bank Corporation
|
WM
|
|
|
May 2008
|
Financial Management Advisors, LLC (FMA)
|
First Western Investment Management, Inc.
|
IA
|
|
|
April 2008
|
David J. Greene & Company, LLC
|
Lehman Brothers
|
IA / WM
|
|
|
January 2008
|
Forest Investment Associates, Inc.
|
Management
|
RE
|
|
|
January 2008
|
Inlign Wealth Management
|
GenSpring Family Offices, LLC (formerly Asset Management Advisors)
|
WM
|
|
|
December 2007
|
Davidson Capital Management
|
Boston Private Financial Holdings, Inc.
|
WM
|
|
|
October 2007
|
Johnson Asset Management Inc. (Johnson Financial Group Inc.)
|
Optique Capital Management, Inc.
|
IA
|
|