| Date Announced |
Seller |
Buyer |
Type |
AUM ($mm) |
|
November 2011
|
PCG Asset Management’s Advisory and Fund Management Business
|
Mitsubishi Corporation (TorreyCove Capital Partners LLC)
|
O
|
|
|
October 2011
|
Spartan Capital Management, LLC
|
The Pennsylvania Trust Company
|
WM
|
|
|
October 2011
|
Harbourmaster Capital
|
GSO Capital Partners LP (The Blackstone Group L.P.)
|
O
|
|
|
October 2011
|
Selected assets of Old Mutual Asset Management’s U.S. mutual fund business
|
Touchstone Advisors, Inc. (Western & Southern Financial Group)
|
MF
|
|
|
August 2011
|
Advanced Equities Financial Corp. (First Allied)
|
Lovell Minnick Partners
|
SEC
|
|
|
July 2011
|
Stone & Youngberg LLC
|
Stifel Financial Corp.
|
SEC
|
|
|
July 2011
|
Non-controlling interest in Altrinsic Global Advisors
|
National Australia Bank Ltd
|
IA
|
|
|
July 2011
|
Gulf Stream Asset Management, LLC
|
Apollo Global Management, LLC
|
O
|
|
|
May 2011
|
CSI Capital Management
|
SunTrust Banks, Inc.
|
WM
|
|
|
May 2011
|
Ermitage Limited
|
Nexar Capital Group SCA
|
HFoF
|
|
|
March 2011
|
Subordinated debt financing for Enhanced Capital Partners, Inc.
|
Vulcan Capital
|
O
|
|
|
March 2011
|
Non-controlling interest in AREA Property Partners
|
National Australia Bank Ltd
|
RE
|
|
|
February 2011
|
Emerging Markets Management, L.L.C.
|
Ashmore Group plc
|
IA
|
|
|
February 2011
|
Hershey Trust Company (Private Wealth Management Group)
|
Bryn Mawr Bank Corporation
|
WM
|
|
|
January 2011
|
Pennsylvania Trust (Penn Mutual Life Insurance Company)
|
Management led by Richardson T. Merriman and George McFarland
|
WM
|
|
|
October 2010
|
7% interest in WisdomTree Investments, Inc. (AIG)
|
Flexpoint Ford, LLC
|
O
|
|
|
September 2010
|
CypressTree Investment Management, LLC (Primus Guaranty, Ltd.)
|
Commercial Industrial Finance Corp.
|
O
|
|
|
September 2010
|
First Investors Consolidated Corporation
|
Foresters
|
O
|
|
|
September 2010
|
Reams Asset Management Company
|
Scout Investment Advisors , subsidiary of UMB Financial Corporation
|
IA
|
|
|
July 2010
|
Cohen & Company Inc. (Alesco collateral management rights)
|
Fortress Investment Group LLC (ATP Management LLC)
|
O
|
|